Ray Pfleuger

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Melbourne, FL
• 11/2016 → 12/2022
  Wells Fargo Clearing Services, Llc
  Melbourne, FL
• 12/2022 → Present
  Wells Fargo Advisors Financial Network, Llc
  Melbourne, FL

Previous Registrations

• 2008-01-01 → 2022-12-01
  Wells Fargo Clearing Services, Llc
  Melbourne, FL
• 1998-10-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Melbourne, FL
  St. Louis, MO
  Melbourne, FL

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; ORLANDO, FL; 100% OWNERSHIP; START 10/1/2020; 2 HOURS PER MONTH; ZERO HOURS DURING TRADING.; RCP FINANCIAL SERVICES, LLC, INV RELATED, MELBOURNE, FL, 100% OWNERSHIP, START: 12/02/2022, 160 HRS/MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.; POWER OF ATTORNEY FOR MOTHER, INV RELATED, MELBOURNE, FL, START: 12/5/2022, 0 HRS/MONTH, 0 HRS DURING TRADING. BLUE WAVE WEALTH MANAGEMENT LLC, INV RELATED, MELBOURNE, FL, 25% OWNERSHIP, START 12/2/2022, 220 HOURS PER MONTH, 6.5 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-10-19

Other Names

• Ray Charles Pfleuger