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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-12-27 |
| NC | RA | APPROVED | 2008-10-03 |
Branch Locations
2415 Parr Dr, The Villages, FL 32162 • United States
480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Raleigh | NC | 06/2002 | Present |
| Wells Fargo Advisors Llc | Raleigh | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Raleigh | NC | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV RELATED; THE VILLAGES, FL; POA; 03/2025; 1 HOUR PER MONTH; 0 DURING TRADING; POA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2008-07-30 |
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