Inactive

Charles Howard Goldblum

Hurley Capital, LLC

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Current Employers

Hurley Capital, Llc

299 Park Avenue 21St Floor, New York, NY 10171 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-11-08
NY	RA	APPROVED	2022-11-29

TX RA
APPROVED

Since 2024-11-08
NY RA
APPROVED

Since 2022-11-29

Branch Locations

299 Park Avenue 21St Floor, New York, NY 10171 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hurley Capital Management, Llc	New York	NY	08/2003	Present

08/2003 → Present

Hurley Capital Management, Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-02-05
S63	Uniform Securities Agent State Law Examination	2000-04-14

S65 Uniform Investment Adviser Law Examination

2004-02-05
S63 Uniform Securities Agent State Law Examination

2000-04-14

Designations

View on SEC IAPD

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