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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
FL RA APPROVED 2011-08-01
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • FL RA
    APPROVED
    Since 2011-08-01

Branch Locations

2065 Thomasville Road Suite 201, Tallahassee, FL 32308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James And Associates Tallahassee FL 07/2011 Present
  • 07/2011 → Present
    Raymond James And Associates
    Tallahassee, FL
Previous Registrations
Other Businesses

(1)Name of Business : Elizabeth Garde Personal Account Address: Po Box 128,Saints Marks, FL Nature of the Business: POA/Personal Representative Position/Title: POA/Personal Representative Investment Related:Yes Start Date: 10/15/2013 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: Power of Attorney for my grandmother Elizabeth Garde

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-07-23
  • S66 Uniform Combined State Law Examination
    1999-07-23
Other Names
  • Wyatt H Brooks

View on SEC IAPD

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