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Laura Jane Stewart

Morgan Stanley

Manchester, NH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-06
NH RA APPROVED 2017-10-05
  • TX RA
    APPROVED_RES
    Since 2017-10-06
  • NH RA
    APPROVED
    Since 2017-10-05

Branch Locations

1155 Elm Street 6Th Floor, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Manchester NH 08/2016 09/2017
Morgan Stanley Smith Barney Llc Manchester NH 09/2017 Present
  • 08/2016 → 09/2017
    Unemployed
    Manchester, NH
  • 09/2017 → Present
    Morgan Stanley Smith Barney Llc
    Manchester, NH
Previous Registrations
  • 2009-06-01 → 2016-08-17
    Manchester, NH
    Manchester, NH
    Portsmouth, NH
  • 2003-03-25 → 2009-06-01
    Manchester, NH
    Manchester, NH
  • 1998-11-12 → 2003-03-17
    Prudential Equity Group, Llc
    Manchester, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-06
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    1998-10-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Other Names
  • Laura Jane Stewart

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