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Current Employers
Golden State Wealth Management, Llc

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-04
  • CA RA
    APPROVED
    Since 2018-09-04

Branch Locations

254 E 2Nd Street Suite 2, Powell, WY 82435 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Riverside CA 11/2010 Present
Independent Financial Partners Victorville CA 06/2011 09/2018
Golden State Wealth Management D/B/A Renaissance Wealth Mngmt. Riverside CA 09/2018 Present
  • 11/2010 → Present
    Lpl Financial Llc
    Riverside, CA
  • 06/2011 → 09/2018
    Victorville, CA
  • 09/2018 → Present
    Golden State Wealth Management D/B/A Renaissance Wealth Mngmt.
    Riverside, CA
Previous Registrations
Other Businesses

1. 8/14/2012: RENAISSANCE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - FIXED INSURANCE SALES. 2. 11/3/2016: Cal State San Bernardino - Not Investment Related - No Specific Address. Various places around California as we play and compete in golf tournaments. - Other-Coach - Started 11/01/2016 - 40 Hours Per Month/0 Hours During Securities Trading - Golf Coach. 3. 11/29/2016 - Renaissance Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2005 - 160 Hours Per Month/ 160 Hours During Trading 4. 10/10/2019 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/01/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/25/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - Time Spent 2% - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-01
S63 Uniform Securities Agent State Law Examination 1998-09-28
  • S65 Uniform Investment Adviser Law Examination
    1998-10-01
  • S63 Uniform Securities Agent State Law Examination
    1998-09-28

View on SEC IAPD

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