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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-09-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Riverside | CA | 11/2010 | Present |
| Independent Financial Partners | Victorville | CA | 06/2011 | 09/2018 |
| Golden State Wealth Management D/B/A Renaissance Wealth Mngmt. | Riverside | CA | 09/2018 | Present |
1. 8/14/2012: RENAISSANCE WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - Time Spent 5% - FIXED INSURANCE SALES. 2. 11/3/2016: Cal State San Bernardino - Not Investment Related - No Specific Address. Various places around California as we play and compete in golf tournaments. - Other-Coach - Started 11/01/2016 - 40 Hours Per Month/0 Hours During Securities Trading - Golf Coach. 3. 11/29/2016 - Renaissance Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2005 - 160 Hours Per Month/ 160 Hours During Trading 4. 10/10/2019 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/01/2018 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in October 2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/25/2022 - Golden State Asset Management, LLC ' DE - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 12/21/2021 - Time Spent 2% - I provide investment advisory services through Golden State Asset Management, LLC `DE, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 0 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-28 |
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