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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-04
CA RA APPROVED 2012-08-27
  • TX RA
    APPROVED_RES
    Since 2012-09-04
  • CA RA
    APPROVED
    Since 2012-08-27

Branch Locations

2361 Rosecrans Ave Suite 460, El Segundo, CA 90245-7910 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Long Beach CA 08/2012 Present
Previous Registrations
Other Businesses

(1) Name of Entity - Palm Desert Address - 72698 Bursera Way 3, Palm Desert, CA 92260 Business Description - Income Property Business is not investment related Projected Start Date: 09/27/2013 Capacity: Owner - Active Duties Performed: Management of Property Hours Devoted to this OBA per Month: Normally 5 Minutes/ Month Hours Devoted to this OBA during business hours: 0.5

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-11
  • S66 Uniform Combined State Law Examination
    2005-10-11

View on SEC IAPD

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