Best Investors Account Sign in

David Emil Johnson

LPl Financial LLC

North Canton, OH

CRD 3087033

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-19
OH RA APPROVED 2020-09-18
  • TX RA
    APPROVED_RES
    Since 2020-09-19
  • OH RA
    APPROVED
    Since 2020-09-18

Branch Locations

6657 Frank Ave Nw Ste 310, North Canton, OH 44720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Canten OH 08/1997 Present
Cetera Advisor Networks Llc El Segundo CA 01/2013 09/2020
Lpl Financial, Llc Fort Mill SC 09/2020 Present
  • 08/1997 → Present
    Self Employed
    Canten, OH
  • 01/2013 → 09/2020
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2020 → Present
    Fort Mill, SC
Previous Registrations
  • 2001-01-01 → 2020-09-28
    Cetera Wealth Services, Llc
    North Canton, OH
    North Canton, OH
Other Businesses

1)09/11/2020 - Ohio Investment Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 09/2020 2)09/11/2020 - Christian Financial Designs - inv rel - North Canton, OH 3)09/11/2020 - Notary - State of Ohio - inv rel - start: 2001 4)05/12/2021 - Christian Financial Designs - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/12/2021.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-08-18
  • S63 Uniform Securities Agent State Law Examination
    2004-08-18
Other Names
  • David Emil Johnson

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in North Canton, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor