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Christopher Michael Barron

Citigroup Global Markets Inc.

New York, NY

New York, NY

Islip, NY

CRD 3086802

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
TX RA APPROVED_RES 2012-12-06
CA RA APPROVED 2007-05-29
CT RA APPROVED 2007-05-29
FL RA APPROVED 2007-05-29
PA RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • TX RA
    APPROVED_RES
    Since 2012-12-06
  • CA RA
    APPROVED
    Since 2007-05-29
  • CT RA
    APPROVED
    Since 2007-05-29
  • FL RA
    APPROVED
    Since 2007-05-29
  • PA RA
    APPROVED
    Since 2007-05-29

Branch Locations

Cwm Retail, Sales 79 Fifth Avenue, New York, NY 10003 • United States

Citi Wealth Management, Sales 120 Broadway, New York, NY 10271 • United States

Islip, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 Present
Previous Registrations
  • 2007-01-08 → 2007-05-29
    Citicorp Investment Services
    New York, NY
  • 2006-06-14 → 2006-12-31
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-04
S63 Uniform Securities Agent State Law Examination 1998-11-17
  • S66 Uniform Combined State Law Examination
    2001-09-04
  • S63 Uniform Securities Agent State Law Examination
    1998-11-17
Other Names
  • Christopher M Barron

View on SEC IAPD

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