Kelly Dean Steele

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Rochester, MN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Des Moines, IA
• 07/2003 → Present
  Steele Wealth Management, Inc.
  Cedar Rapids, IA

Previous Registrations

• 2017-03-20 → 2018-11-02
  Signator Investors, Inc.
  Des Moines, IA
  Cedar Rapids, IA
  Rochester, MN

Other Businesses

1) NOTARY PUBLIC: NATURE: lawyer also a notary to notarize my legal clients' documents. INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HRS: 1 START DATE:2/23/94 ADDRESS: 425 Second St SE, Ste 365, PO Box 1901, Cedar Rapids IA 52406-1901: Notarize legal documents for my legal clients. 2) FINANCIAL DECISIONS GROUP, LLC POSITION: Agent/Reg. Investment Advisor NATURE: Marketing Group INVESTMENT RELATED: Yes # OF HRS: 0 SECURITIES TRADING HRS: 0 START DATE: 5/1/20 ADDRESS: 425 Second St SE, STE 365, Cedar Rapids IA 52401 DESCRIPT: OBA is part of a marketing group. 3) STEELE WEALTH MANAGEMENT, INC. POSITION: President/Owner NATURE: pass through entity for income and expenses INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/20/2003, 425 Second Street SE, Suite 365, Cedar Rapids IA 52401 DESCRIPTION: pass thru entity 4. STEELE WEALTH MGMT, INC. POSITION: Pres/Owner NATURE: Steele Wealth Mgmt, Inc. is a corp in the business of securities, mutual funds, stocks, bonds, and advisory accounts. INVESTMENT RELATED: Yes NUMBER OF HOURS: 120: SECURITIES TRADING HOURS: 100 START DATE: 7/1/03 ADDY: 425 Second St. SE, STE 365, Cedar Rapids IA 52401 DESCRIPT: Assist clients with their securities accts. 5. KELLY STEELE, ATTY AT LAW: POSITION: Atty at Law NATURE: INVESTMENT RELATED: No # OF HRS: 40 SECURITIES TRADING HRS: 10 START DATE: 06/15/1990. ADDRESS: 425 Second St SE #365, PO Box 1901, Cedar Rapids IA 52406. DESCRIPT: Lawyer, representing clients with their criminal and juvenile matters. 6. EXECUTOR/TRUSTEE FOR DAVID L. STEELE (COUSIN): POSITION: Executor/Trustee NATURE: Executor/Trustee of David L. Steele's will. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2021: ADDRESS: 425 Second St SE, Suite 365, Cedar Rapids IA 52401: DESCRIPTION: Upon David's death, gather his assets, pay any expenses, and distribute the assets. 7. EXECUTOR FOR CONNIE L. STEELE (MOTHER): POSITION: Executor NATURE: Executor and beneficiary of my mother's estate/will. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2021. ADDRESS: 425 Second St SE, Suite 365, Cedar Rapids IA 52401: DESCRIPT: My duties will be to gather her estate, pay any last remaining expenses, and divide the estate. 8. STEELE WEALTH MGMT, INC.: POSITION: Registered Rep NATURE: Fixed insurance, such as Fixed Index Annuities and Life Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2003: ADDRESS: 425 Second St SE #365, Cedar Rapids IA 52401: DESCRIPT: Assist clients in utilizing fixed life insurance, fixed annuities, and fixed index annuities as part of their overall financial plan. 9. ROTARY CHAMPIONS BOARD: POSITION: Board Member & Chair NATURE: Member of the Colorado Springs Rotary. On Rotary Champions Board and board's chair person. Rotary Champions awards scholarships to student-athletes. As board member/chair, I have nothing to do with the scholarship money, investing the scholarship money, fundraising for scholarship money, or selecting the scholarship winners. I am not the treasurer. This board's primary function is to organize the yearly ceremony each May, INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/27/2024: ADDRESS: PO Box 1012, Colorado Springs CO 80901: DESCRIPTION: As a member of Rotary, I was asked to be on the Rotary Champions Board and was recently asked to chair the board's meetings. 10. KELLY STEELE, ATTORNEY AT LAW: POSITION: Attorney at Law NATURE: I practice juvenile law or a basic will for a client who requests one. I do not practice securities law, real estate law, tax law, divorce law, or complicated estate planning law. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 06/15/1990 ADDRESS: 425 Second St SE #365, Cedar Rapids IA 52401 DESC: Lawyer, representing clients with legal matters.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-02
• S63 Uniform Securities Agent State Law Examination
  1998-08-03