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4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2015-06-25 |
Branch Locations
6605 Uptown Blvd. Ne Suite 280, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Heartland Capital Inc | Lake St Louis | MO | 12/2001 | Present |
AXCESS FINANCIAL GROUP, INC. Investment related. Partner. Medical ins plans, cafeteria plans, employee benefits. Start 12/31/04. Alamosa State Bank. Not investment related. Director, chairman. Promisory notes. Start 12/31/04. JLC ENTERPRISES, LLC. Not investment related. Managing member. Personal LLC. Start 12/31/04. 5 J's L:C. Not investment related. Real estate company for rental real estate owned by Jamie Cox and spouse; first renter 3/1/19. No compensation but pass through schedule E. 1-2 hrs per month. Start 9/1/18. Insurance Advisory Services, LLC fka MJK Services LLC. Not investment related. Managing Member. One of three current owners. Formerly group Insurance brokering; currently administrative services only. Entity used solely for paying salaries/commissions and other private administrative tasks. This name not used publically; per reg BI I cannot use this entity name to market insurance or anything else since this entity is not actually a registered Investment Advisory. Start 4/24/15 First Heartland Consultants - Investment related - Investment advisory services - Start 6/25/15. Amaze Health. Non-investment related. Health insurance services. Start 6/10/24.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-18 |
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