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Vincent Michael Miller

LPl Financial LLC

New York, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

275 W 39Th St, 4Th Floor, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Peterson Investments New York NY 11/2000 05/2018
Lpl Financial Llc New York NY 05/2018 Present
  • 11/2000 → 05/2018
    Peterson Investments
    New York, NY
  • 05/2018 → Present
    New York, NY
Other Businesses

1) 05/01/2018 - M&M Partners - Business Entity - Baton Rouge, LA - non-inv rel - start: 08/19/2010 - 0 Hrs/Mth - 0 Hrs During Trading. 2) 05/01/2018 - Real Estate Rental - Owner - 653 Edward Avenue Baton Rouge LA 70808 - non-inv rel - start: 11/2009 - 0 Hrs/Mth - 0 Hrs During Trading. 3) 05/01/2018 - Quint Miller & Company - DBA for LPL Business (entity for LPL business) - inv rel - At reported business location(s) - start: 04/27/2018 - 160 Hrs/Mth - 40 Hrs During Trading. 4) 03/30/2020 - MSR Partners, Inc. - Business Entity For Tax/Investment Purposes Only - Inv Related - At reported business location(s) - Start Date: 06/06/2012- 1 Hrs/Mth - 0 Hrs During Trading. 5) 06/10/2025 - Non-Variable Insurance - Inv Related - At reported business location(s) - Start Date: 06/16/2025 - 1 Hrs/Mth - 1 Hrs During Trading. 6) 08/14/2025 -Real Estate Rental - Investment Related - Baton Rouge, LA - Start Date:08/01/2025 -1 Hrs/Mth - 0 Hrs During Trading. 7) 02/24/2026 - Vincent Miller - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 0 hours per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-05-18
  • S63 Uniform Securities Agent State Law Examination
    1999-05-18

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