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Current Employers
Uwharrie Investment Advisors, Inc.

132 North First Street, Albemarle, NC 28001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-11-20
  • NC RA
    APPROVED
    Since 2020-11-20

Branch Locations

132 North First Street, Albemarle, NC 28001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uwharrie Bank Albemarle NC 09/2013 03/2020
Uwharrie Investment Advisors Albemarle NC 03/2020 Present
Private Client Services Albemarle NC 07/2020 Present
  • 09/2013 → 03/2020
    Uwharrie Bank
    Albemarle, NC
  • 03/2020 → Present
    Uwharrie Investment Advisors
    Albemarle, NC
  • 07/2020 → Present
    Private Client Services
    Albemarle, NC
Other Businesses

1) FELLOWSHIP BAPTIST CHURCH. 27726 HATLEY FARM ROAD, ALBEMARLE, NC 28001. CHURCH. ADDITIONAL SIGNER ON CHECKING ACCT IN CASE OF EMERGENCY, NO CHURCH OFFICE/POSITION HELD, NEVER BEEN CALLED ON TO SIGN A CHECK. 0 HRS/MO; 0 DURING TRADING HRS. 2) UWHARRIE INVESTMENT ADVISORS. 132 N FIRST ST, ALBERMARLE, NC 28001. RIA. 160 HRS/MO; 130 DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-19
  • S66 Uniform Combined State Law Examination
    2020-11-19

View on SEC IAPD

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