Kelly Brooks Smith

Employer firm

Uwharrie Investment Advisors, Inc. CRD 117592

$338M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 03/2020
  Uwharrie Bank
  Albemarle, NC
• 03/2020 → Present
  Uwharrie Investment Advisors
  Albemarle, NC
• 07/2020 → Present
  Private Client Services
  Albemarle, NC

Other Businesses

1) FELLOWSHIP BAPTIST CHURCH. 27726 HATLEY FARM ROAD, ALBEMARLE, NC 28001. CHURCH. ADDITIONAL SIGNER ON CHECKING ACCT IN CASE OF EMERGENCY, NO CHURCH OFFICE/POSITION HELD, NEVER BEEN CALLED ON TO SIGN A CHECK. 0 HRS/MO; 0 DURING TRADING HRS. 2) UWHARRIE INVESTMENT ADVISORS. 132 N FIRST ST, ALBERMARLE, NC 28001. RIA. 160 HRS/MO; 130 DURING TRADING HRS.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-19