Kent A Sternberg

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2007-07-13

CO RA
APPROVED

Since 2007-07-13

Branch Locations

1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States

Littleton, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Denver	CO	06/1998	Present
Tiaa-Cref Individual & Institutional Services, Llc	Denver	CO	06/1998	Present

06/1998 → Present

Tiaa

Denver, CO
06/1998 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Denver, CO

Other Businesses

RENTAL INCOME POSITION: landlord NATURE: The property is second home that we rent out at times INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2001 ADDRESS: 935 Columbine Road, Breckenridge CO 80424, United States DESCRIPTION: property management

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-07-12
S63	Uniform Securities Agent State Law Examination	1998-08-20

S65 Uniform Investment Adviser Law Examination

2007-07-12
S63 Uniform Securities Agent State Law Examination

1998-08-20

View on SEC IAPD

Current Employers

Tiaa-Cref Individual & Institutional Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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