Richard Herman Schriefer

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 09/1999 → 04/2021
  Equitable Advisors, Llc
  New York, NY
• 04/2021 → Present
  Aprio Wealth Management Llc
  Atlanta, GA
• 04/2021 → Present
  Aprio Risk Management Llc
  Atlanta, GA
• 04/2021 → Present
  Aprio Advisory Group
  Atlanta, GA
• 05/2021 → 11/2024
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2001-02-20 → 2021-05-06
  Equitable Advisors, Llc
  New York, NY
  New York, NY

Other Businesses

1) Aprio Wealth Management, LLC; Investment Related; At Registered Branch Office Location; RIA; Wealth Advisor, Managing Director; 04/2021; 100 hrs/mo; 100 hrs during trading; Registered Investment Advisor on client assets custodied at Charles Schwab. 2) Aprio Risk Management, LLC; Not Investment Related; Same as above; Non Variable Insurance Sales; Insurance Agent; 04/2021; 20 hrs/mo; 20 hrs during trading; Registered insurance agent of Aprio Risk Management an insurance agency where all non-variable insurance products are written. 3) Aprio Advisory Group; Not Investment Related; Same as above; CPA firm; Partner; 04/2021; 0 hrs/mo; 0 hrs during trading; Partner in overall firm, wealth advisor/managing director of wealth management group for firm. 4) Detroit D&S, LLC; Not Investment Related; 29 Fairview Avenue, East Williston, NY 11596; Real Estate; Partner; 2018; 5 hrs/mo; 5 hrs during trading; As the managing partner for real estate investments. I help maintain the books. 5) Sage Settlements; Investment Related; 350 Fifth Avenue, Suite 3920, New York, NY 10118; Settlement Planning Services; Consultant; 2018; 8 hrs/mo; 4 hrs during trading; Provide settlement planning services to personal injury attorney and their clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-30
• S63 Uniform Securities Agent State Law Examination
  1998-08-27

Other Names

• Richard Schriefer