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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2020-09-04
  • GA RA
    APPROVED
    Since 2020-09-04

Branch Locations

240 Greenwich Street, New York, NY 10286 • United States

3050 Peachtree Road Nw Suite 300, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Bank Dunedin FL 04/2003 02/2020
Suntrust Investment Services, Inc. Dunedin FL 04/2003 02/2020
Suntrust Advisory Services Atlanta GA 09/2016 02/2020
Bny Mellon Atlanta GA 12/2019 Present
Bny Mellon Securities Corporation Atlanta GA 07/2020 Present
  • 04/2003 → 02/2020
    Suntrust Bank
    Dunedin, FL
  • 04/2003 → 02/2020
    Suntrust Investment Services, Inc.
    Dunedin, FL
  • 09/2016 → 02/2020
    Suntrust Advisory Services
    Atlanta, GA
  • 12/2019 → Present
    Bny Mellon
    Atlanta, GA
  • 07/2020 → Present
    Atlanta, GA
Previous Registrations
  • 2016-09-14 → 2020-02-18
    Nashville, TN
    Atlanta, GA
    Atlanta, GA
  • 2017-06-21 → 2017-12-31
    Nashville, TN
  • 2003-07-02 → 2016-12-31
    Truist Investment Services, Inc.
    Greensboro, NC
    Raleigh, NC
    Winston-Salem, NC
    Brentwood, TN
    Nashville, TN
    Tampa, FL
    Raleigh, NC
    Greensboro, NC
    Winston-Salem, NC
    Greensboro, NC
    Greensboro, NC
    Winston-Salem, NC
    Greensboro, NC
    Franklin, TN
    Tampa, FL
    Tampa, FL
    Nashville, TN
    Nashville, TN
    Atlanta, GA
    Atlanta, GA
  • 2003-02-06 → 2003-04-16
    Amsouth Investment Services, Inc.
    Port Richey, FL
Other Businesses

1. Employee of BNY Mellon, discuss investment management, trust and estate planning, banking, credit and/or lending services provided by BNY Mellon. 2. Trustee of Woodruff Arts Center, (Art Center) located at 1280 Peachtree St NE Atlanta GA 30309. Working for 2-3 hours per month starting January 2025. No hours devoted to this outside business during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-02
  • S66 Uniform Combined State Law Examination
    2001-11-02
Designations
Other Names
  • Kent Moegerle

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