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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-06-21 |
Branch Locations
1670 Broadway Suite 2200, Denver Hub, Denver, CO 80202-5602 • United States
Fountain Hills, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 06/2014 | 08/2020 |
| Bank Of America, N.A. | Chandler | AZ | 06/2014 | 08/2020 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 05/2022 | Present |
| Tiaa | Denver | CO | 05/2022 | Present |
| Unemployed | Fountain Hills | AZ | 09/2020 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-26 |
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