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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED 2007-10-26
NJ RA APPROVED 2004-03-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2007-10-26
  • NJ RA
    APPROVED
    Since 2004-03-23

Branch Locations

75 Rockefeller Plz, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 11/2003 Present
Bank Of America, Na New York NY 09/2009 Present
Other Businesses

I*3666265 Entity Type: For Profit Name of OBA: DSB Associates, LLC Address: Passaic, New Jersey, 7055 Investment Related: No Position, Title, Association: Limited Partner Employee Start Date: 01/27/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0 Duties: Rental Property purchased for Investment. I will only be a Limited Partner. I will not be the Managing Partner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-19
S63 Uniform Securities Agent State Law Examination 2001-06-14
  • S66 Uniform Combined State Law Examination
    2004-03-19
  • S63 Uniform Securities Agent State Law Examination
    2001-06-14

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