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Frederick Louis Ridgway

Stifel, Nicolaus & Company, Incorporated

Frederick, MD

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-12
MD RA APPROVED 2009-06-19
  • TX RA
    APPROVED_RES
    Since 2026-02-12
  • MD RA
    APPROVED
    Since 2009-06-19

Branch Locations

Creekside Plaza 50 Citizen'S Way Suite 200, Frederick, MD 21701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Baltimore MD 06/2009 Present
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    Baltimore, MD
Previous Registrations
  • 2009-06-01 → 2009-06-26
    Morgan Stanley
    Frederick, MD
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Cumberland, MD
    New York, NY
    Frederick, MD
  • 2002-03-18 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Frederick, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-07
  • S66 Uniform Combined State Law Examination
    2002-03-07

View on SEC IAPD

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