Christopher Paul Landon

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 05/2019
  Stifel Nicolaus & Co Inc
  New York, NY
• 05/2019 → 07/2020
  Amherst Pierpont Securities Llc
  New York, NY
• 08/2020 → 05/2021
  A.G.P. / Alliance Global Partners
  New York, NY
• 06/2021 → 09/2022
  Odeon Capital Group
  New York, NY
• 10/2022 → Present
  Ubs Financial Services Inc.
  New York, NY

Other Businesses

1) NAME OF OTHER BUSINESS: Tomo Technologies Inc. DBA GoBe / INVESTMENT RELATED?: n / ADDRESS: 4312 Windglass Court, Raleigh, NC / NATURE OF THE BUSINESS: Retailers (Apparel, Food, General), make and sell snack bowls, lunch boxes, etc. / POSITION: Advisor or advisory group member if advice given may influence an officer/board / DUTIES: 4 conference calls per year. Advisory capacity only -- not compensated./ START DATE:9/29/22 / HOURS DEVOTED TO BUSINESS: NA /// 2) TRUE Syrups & Garnishes Co. (dba Pratt Standard Cocktail Co.): Washington, DC; Company; Food, Beverages & Tobacco; Syrups manufacturing & sale; Advisor or advisory group member if advice given may influence an officer/boardParticipate in conference calls. Advisory capacity only -- not compensated. Start date: 4/1/2024 3)CPL R Trust,Holding company for private retirement investments; I am the trustee,NYUnited States,Select private investments for retirement trust,Start date- 7/30/2025

Exams

• S66 Uniform Combined State Law Examination
  2024-03-02
• S63 Uniform Securities Agent State Law Examination
  1998-09-28

Other Names

• Chris Landon
• Christopher Paul Landon
• Christopher Landon