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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-04-10 |
| CA | RA | APPROVED | 2023-04-07 |
| TX | RA | APPROVED_RES | 2023-04-06 |
Branch Locations
1625 Radio Drive Suite 200 [Satellite], Woodbury, MN 55125 • United States
One Town Center Road Suite 660, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Paul | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Paul | MN | 11/2016 | 04/2023 |
| Wells Fargo Advisors Financial Network, Llc | Woodbury | MN | 04/2023 | Present |
MOCA WEALTH MANAGEMENT LLC, INV RELATED, WOODBURY, MN, 100% OWNERSHIP, START 1/17/2023, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE. TRACZYK GP LLC ; INV RELATED; WOODBURY,MN; MERCHANT PARTNERSHIP;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-10 |
| S65 | Uniform Investment Adviser Law Examination | 1998-08-10 |
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