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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-11-02 |
Branch Locations
26 S. Maple Ave Suite 104-106, Marlton, NJ 08053 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Compa | Mt Laurel | NJ | 06/1998 | 11/2018 |
| Signator Investors, Inc. | Devon | PA | 06/1998 | 11/2018 |
| Royal Alliance Associates, Inc. | Marlton | NJ | 11/2018 | 08/2023 |
| Osaic Wealth, Inc | Marlton | NJ | 08/2023 | Present |
1. BALA FINANCIAL GROUP INC. POSITION: Investment Advisory Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/01/1998 ADDRESS: 26 S Maple Ave, 104-106, Evesham NJ 08053, United States DESCRIPTION: Sales / Marketing of Securities and Insurance Products 2. BALA FINANCIAL GROUP/INSURANCE BROKERAGE POSITION: Insurance broker NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/1998 ADDRESS: 26 South Maple Avenue, Suite 104-106, Evesham Township NJ 08053, United States DESCRIPTION: Sales / Marketing of fixed annuities and non variable life and health insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-07-22 |
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