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Sarah Jane Tufts

Centaurus Financial, Inc.

Anaheim, CA

Wilsonville, OR

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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-10
CO RA APPROVED 2025-10-01
FL RA APPROVED 2025-09-30
HI RA APPROVED 2025-09-30
MT RA APPROVED 2025-09-30
MA RA APPROVED 2025-03-07
NC RA APPROVED 2025-01-16
WA RA APPROVED 2025-01-15
CA RA APPROVED 2024-10-31
OR RA APPROVED 2024-10-31
  • AZ RA
    APPROVED
    Since 2025-10-10
  • CO RA
    APPROVED
    Since 2025-10-01
  • FL RA
    APPROVED
    Since 2025-09-30
  • HI RA
    APPROVED
    Since 2025-09-30
  • MT RA
    APPROVED
    Since 2025-09-30
  • MA RA
    APPROVED
    Since 2025-03-07
  • NC RA
    APPROVED
    Since 2025-01-16
  • WA RA
    APPROVED
    Since 2025-01-15
  • CA RA
    APPROVED
    Since 2024-10-31
  • OR RA
    APPROVED
    Since 2024-10-31

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Wilsonville, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Crown Capital Securities, Lp Orange CA 10/2005 01/2024
Diversify Advisory Services Sandy UT 01/2024 10/2024
Centaurus Financial Inc. Anaheim CA 10/2024 Present
Dfpg Investments, Llc Sandy UT 01/2024 10/2024
  • 10/2005 → 01/2024
    Crown Capital Securities, Lp
    Orange, CA
  • 01/2024 → 10/2024
    Diversify Advisory Services
    Sandy, UT
  • 10/2024 → Present
    Centaurus Financial Inc.
    Anaheim, CA
  • 01/2024 → 10/2024
    Dfpg Investments, Llc
    Sandy, UT
Previous Registrations
  • 2024-02-01 → 2024-10-30
    Diversify Advisory Services, Llc
    Wilsonville, OR
    South Jordan, UT
  • 2022-12-16 → 2024-01-25
    Crown Capital Securities, L.P.
    Wilsonville, OR
    Wilsonville, OR
    Portland, OR
Other Businesses

Tufts Wealth Management, non-investment related, Wilsonville, OR 97070, DBA for branding purposes only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-15
S63 Uniform Securities Agent State Law Examination 1998-07-09
  • S66 Uniform Combined State Law Examination
    2022-12-15
  • S63 Uniform Securities Agent State Law Examination
    1998-07-09
Other Names
  • Sarah Haney
  • Sarah Jane Tufts
  • Sarah Jane Haney
  • Sarah J Tufts

View on SEC IAPD

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