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Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-11 |
Branch Locations
142 West 57Th Street 12Th Fl, New York, NY 10019 • United States
170 Radnor Chester Road, Suite 101, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2016 | 08/2025 |
| Bank Of America, N.A. | New York | NY | 05/2016 | 08/2025 |
| Wedbush Securities Inc. | Pasadena | CA | 02/2026 | Present |
| Unemployed | Harrison | NY | 08/2025 | 02/2026 |
NotSoYoung LLC (not investment-related), Sheridan, WV 82801, Coal and mineral extraction, Advisor, 11/5/25, About 2 hours per month (some of that possibly during securities trading hours). Duties include Capital raise and/or development of the coal/critical elements venture
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-07-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-14 |
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