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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-04-06 |
| GA | RA | APPROVED | 2013-03-28 |
Branch Locations
3555 North Crossing Circle, Valdosta, GA 31602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Valdosta | GA | 10/2010 | Present |
1. Notary; 3555 North Crossing Cir; Valdosta, GA 31602; Notary; 08/19/2021; 1 Hour per Quarter; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-12 |
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