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17 Cowboys Way, Suite 300, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-05-22 |
Branch Locations
17 Cowboys Way Ste 250, Frisco, TX 75034 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-03-11 |
Branch Locations
17 Cowboys Way Ste 250, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iii To I Financial Management Research, L.P. | Dallas | TX | 03/2009 | Present |
| Cain, Watters & Associates, Llc | Frisco | TX | 05/2012 | Present |
Mr. Sanders is separately registered as an Investment Adviser Representative of Cain, Watters & Associates, LLC, an affiliated investment adviser registered with the Securities and Exchange Commission. Mr. Sanders spends a negligible amount of time in his capacities at Cain, Watters & Associates, LLC. SEMI-PROFESSIONAL MUSICIAN. WORK APPROXIMATELY 10 HOURS PER MONTH AT NIGHT OR WEEKENDS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-27 |
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