Dinh Nghia Truong

Current Employers

Employment History

• 03/2004 → 04/2017
  First Republic Bank
  New York, NY
• 03/2004 → 04/2017
  First Republic Securities Co
  New York, NY
• 04/2017 → 03/2023
  First Republic Securities Company, Llc
  New York, NY
• 04/2017 → 03/2023
  First Republic Investment Management, Inc.
  New York, NY
• 03/2023 → Present
  Ubs Financial Services Inc
  New York, NY

Previous Registrations

• 2010-07-14 → 2023-04-26
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  New York, NY
• 2008-04-03 → 2010-09-30
  First Republic Wealth Advisors, Llc
  San Francisco, CA

Other Businesses

I am a registered representative of First Republic Securities Company, LLC, an SEC and FINRA registered broker-dealer. I am an associated person of First Republic Investment Management, Inc. (Firm CRD# 108559), an SEC registered investment adviser. The majority of my time is devoted to activities for First Republic Investment Management, Inc. Both First Republic Securities Company, LLC and First Republic Investment Management, Inc. are under 'common control' of First Republic Bank. 2) Name of Business: TruBros Properties LLC./ Address: 626 Pinney Rd Huntingdon ValleyPA United States 19006./ Investment Related: No./ Nature: Purchasing real esate properties for rental or resale./Role: Partner./ Duty: My brother and I will collectively decide on purchase and sales of real estate properties./ Start Date: 6/12/2023./ Hours Devoted: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-04-02
• S63 Uniform Securities Agent State Law Examination
  1999-12-22

Other Names

• Dinh Nghia Truong
• Dinh Truong