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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-04-19
  • TX RA
    APPROVED
    Since 2005-04-19

Branch Locations

2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Houston TX 03/2008 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Houston, TX
Other Businesses

NAME OF ENTITY: TOASTMASTERS; ADDRESS: N/A; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PUBLIC SPEAKING GROUP CAPACITY: OFFICER, TREASURER; START DATE: 05/2019; DUTIES: I WILL TAKE MEETING NOTEWS AND FORWARD MEMBERS CHECKS FOR PROCESSING WHEN NEEDED. I WILL NOT BE IN CONTROL OF ANY FUNDS; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-01-15
  • S66 Uniform Combined State Law Examination
    1999-01-15
Designations
Other Names
  • Valerie Gale Nolan

View on SEC IAPD

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