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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-25 |
Branch Locations
90 Park Ave 18Th Floor, New York, NY 10016 • United States
Brooklyn, NY • United States
Roxbury, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brandes Investment Partners, L.P. | Brooklyn | NY | 09/2013 | 06/2018 |
| Alps Distributors, Inc | Brooklyn | NY | 09/2015 | 06/2018 |
| Oberon Securities Llc | New York | NY | 05/2020 | 08/2020 |
| Bertinelli Inc. | Roxbury | NY | 07/2018 | 04/2020 |
| Mml Investors Services, Llc | New York | NY | 07/2020 | Present |
| Mass Mutual Life Insurance Company | New York | NY | 08/2020 | Present |
| Lenox Advisors | New York | NY | 07/2020 | Present |
Name: Christopher Bertinelli Inv rel: Y Add: At Residential Address Nature: Rental Income Position: Homeowner Start date: 08/18/2020 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Facilitate rental and maintenance of property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-25 |
| S65 | Uniform Investment Adviser Law Examination | 2010-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-04 |
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