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Kari Elizabeth Hart

Rbc Capital Markets, LLC

Spokane, WA

Chattaroy, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2024-10-21
TX RA APPROVED_RES 2012-07-18
WA RA APPROVED 2005-09-08
  • VI RA
    APPROVED
    Since 2024-10-21
  • TX RA
    APPROVED_RES
    Since 2012-07-18
  • WA RA
    APPROVED
    Since 2005-09-08

Branch Locations

601 West Main Avenue Suite 1215, Spokane, WA 99201-0615 • United States

Chattaroy, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Spokane WA 03/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-13
S63 Uniform Securities Agent State Law Examination 1999-06-25
  • S65 Uniform Investment Adviser Law Examination
    1999-08-13
  • S63 Uniform Securities Agent State Law Examination
    1999-06-25
Other Names
  • Kari E Bithell
  • Kari Elizabeth Carlin
  • Kari Elizabeth Bithell
  • Kari Nordstrom
  • Kari Elizabeth Nordstrom
  • Kari Elizabeth Bithell

View on SEC IAPD

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