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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-09-27
  • MI RA
    APPROVED
    Since 2010-09-27

Branch Locations

4250 Chicago Drive, Grandville, MI 49418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2005 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2005 Present
Trillium Financial Advisors Grandvlle MI 10/2013 Present
  • 07/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 07/2005 → Present
    Schaumburg, IL
  • 10/2013 → Present
    Trillium Financial Advisors
    Grandvlle, MI
Other Businesses

1)TRILLIUM FINANCIAL ADVISORS, INVESTMENT AND NON-INVESTMENT RELATED, SAME ADDRESS AS REGISTERED LOCATION, TAX, ACCOUNTING AND INVESTMENTS, START DATE 10/01/2013, 40 HRS/WEEK, PRESIDENT AND OWNER,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-24
S63 Uniform Securities Agent State Law Examination 1998-10-14
  • S66 Uniform Combined State Law Examination
    2010-08-24
  • S63 Uniform Securities Agent State Law Examination
    1998-10-14

View on SEC IAPD

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