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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-09 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Baltimore | MD | 08/2017 | 09/2024 |
| Wells Fargo Bank Na | San Francisco | CA | 12/2010 | 07/2017 |
| Unemployed | Huntington Beach | CA | 09/2024 | 04/2025 |
| Halo Investing, Inc. | Chicago | IL | 04/2025 | 01/2026 |
| Cetera Advisors, Llc | Greenwood Village | CO | 03/2026 | Present |
| Cetera Financial Specialists, Llc | Shcaumburg | IL | 03/2026 | Present |
| Cetera Investment Services, Llc | St Cloud | MN | 03/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 03/2026 | Present |
| Cetera Investment Advisers, Llc | Schamburg | IL | 03/2026 | Present |
| Unemployed | Huntington Beach | CA | 01/2026 | 02/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-22 |
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