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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2017-05-31
TX RA APPROVED_RES 2013-01-28
CA RA APPROVED 2002-08-23
  • UT RA
    APPROVED
    Since 2017-05-31
  • TX RA
    APPROVED_RES
    Since 2013-01-28
  • CA RA
    APPROVED
    Since 2002-08-23

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 02/1992 Present
Other Businesses

I*4733272 Entity Type: HOA, Co-OP, Freehold Name of OBA: Hidden Cove HOA Address: Park City, Utah, 84098 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/26/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0 Duties: Home Owners Association for small neighborhood - will be a member of the HOA committee ... following CC&Rs adherence committee member - limited interaction (monthly committee meetings and one annual home owners meeting)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-16
  • S66 Uniform Combined State Law Examination
    2002-08-16
Other Names
  • Melanie June Rodrigues

View on SEC IAPD

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