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Scot Trantham

Ubs Financial Services Inc.

Plano, TX

Van Alstyne, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-29
  • TX RA
    APPROVED
    Since 2009-01-29

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Van Alstyne, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Plano TX 01/2009 Present
Previous Registrations
Other Businesses

AMBASSADOR LIMOUSINES CO., ADDISON, TEXAS, 5/98 TO PRESENT, PART TIME LIMO DRIVER.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-09-30
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S65 Uniform Investment Adviser Law Examination
    2002-09-30
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
Other Names
  • Michael Scot Trantham

View on SEC IAPD

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