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10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-20 |
Branch Locations
10 East 53Rd Street 14Th Floor, New York, NY 10022 • United States
4444 Westheimer Road Suite G500, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 10/2011 | Present |
| Usca Ria Llc | Houston | TX | 10/2011 | 06/2021 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 06/2026 |
| Arax Advisory Partners | Houston | TX | 06/2026 | Present |
1. THE M3 TRUST, INVESTMENT-RELATED, 2215 WINDSOR RD., AUSTIN, TX 78703, FAMILY TRUST CREATED FOR ESTATE PLANNING PURPOSES, CO-TRUSTEE, 12/2018, DEVOTE APPROXIMATELY 4 HOURS PER MONTH TO ACTIVITY, DEVOTE .5 HOURS PER MONTH TO ACTIVITY DURING SECURITIES TRADING HOURS, MANAGE ASSETS IN THE TRUST.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-27 |
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