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Amy Oh

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Raleigh, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-12
NC RA APPROVED 2008-01-18
  • TX RA
    APPROVED_RES
    Since 2009-01-12
  • NC RA
    APPROVED
    Since 2008-01-18

Branch Locations

4242 Six Forks Rd, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Raleigh NC 04/1998 Present
Bank Of America, N.A. Raleigh NC 05/2025 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-04-15
S63 Uniform Securities Agent State Law Examination 1999-03-25
  • S65 Uniform Investment Adviser Law Examination
    1999-04-15
  • S63 Uniform Securities Agent State Law Examination
    1999-03-25
Other Names
  • Amy Huang
  • Hanwen A Huang
  • Hanwen Amy Huang
  • Amy Oh

View on SEC IAPD

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ADVISORY SERVICES NETWORK · RALEIGH, NC
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