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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-28 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
18111 Von Karman Ave. 4Th Floor, Irvine, CA 92612 • United States
Laguna Beach, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mcdonnell Investment Mgmt Llc F/K/A Ngam Midway Acquisition Llc | Oak Brook | IL | 01/2013 | 03/2018 |
| City National Rochdale | Irvine | CA | 10/2018 | 04/2022 |
| Unemployed | Hoboken | NJ | 03/2018 | 09/2018 |
| City National Securities, Inc | Irvine | CA | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1999-01-15 |
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