Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-04-03 |
| TX | RA | APPROVED_RES | 2020-04-03 |
Branch Locations
12035 University Ave Ste 101 1St Floor, Clive, IA 50325 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | West Des Moines | IA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | West Des Moines | IA | 11/2016 | 04/2020 |
| Wells Fargo Advisors Financial Network, Llc | Clive | IA | 04/2020 | Present |
NORWALK UNITED METHODIST CHURCH; INV RELATED; NORWALK, IA; ENDOWMENT COMMITTEE MEMBER; START DATE 1/1/18; 1 HOUR PER MONTH / 0 DURING TRADING HOURS, PROVIDING OVERSIGHT OF ENDOWMENTS RECEIVED FOR PROJECTS. BALANCE INVESTMENT SERVICES, LLC; INVESTMENT RELATED; CLIVE,IA; 100% OWNERSHIP; START DATE 04/06/2020; NUMBER OF HOURS PER MONTH 173.33; NUBMER OF HOURS DURING TRADING 7.5; OWNER OF FINET PRACTICE. ESJ EQUESTRIAN,LLC; NOT INVESTMENT RELATED; NORWALK,IA; 100% OWNERSHIP; START DATE 04/01/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; EQUESTRIAN EVENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-16 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-16 |
Reach out to this advisor