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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2015-09-18
  • CT RA
    APPROVED
    Since 2015-09-18

Branch Locations

340 Hebron Avenue, Glastonbury, CT 06033 • United States

41 East Main Street, Avon, CT 06001 • United States

15 Chesterfield Road Suite 205, East Lyme, CT 06333 • United States

Glastonbury, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 09/2015 Present
Previous Registrations
Other Businesses

FIXED INSURANCE SALES; INVESTMENT RELATED; CONDUCTED AT BRANCH LOCATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-18
S63 Uniform Securities Agent State Law Examination 2000-04-27
  • S66 Uniform Combined State Law Examination
    2003-02-18
  • S63 Uniform Securities Agent State Law Examination
    2000-04-27

View on SEC IAPD

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