Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2025-12-22
NJ RA APPROVED 2024-11-14
  • NH RA
    APPROVED
    Since 2025-12-22
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

30 Technology Drive South Suite 1-Q, Warren, NJ 07059 • United States

Chesterfield, NH • United States

191 Washington Street, Keene, NH 03431 • United States

100 Mulberry Street Prudential Gateway 2, Floor 11, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Newark NJ 02/2001 11/2024
New Providence Financial Newark NJ 03/2006 11/2024
Chartered Financial Services Newark NJ 12/2015 11/2024
Lpl Enterprise, Llc Basking Ridge NJ 11/2024 Present
  • 02/2001 → 11/2024
    Newark, NJ
  • 03/2006 → 11/2024
    New Providence Financial
    Newark, NJ
  • 12/2015 → 11/2024
    Chartered Financial Services
    Newark, NJ
  • 11/2024 → Present
    Basking Ridge, NJ
Previous Registrations
  • 2002-07-23 → 2024-11-14
    Morristown, NJ
    Edison, NJ
    Basking Ridge, NJ
    Warren, NJ
    Basking Ridge, NJ
    Morristown, NJ
    Warren, NJ
    Newark, NJ
    Newark, NJ
    Newark, NJ
    Gillette, NJ
Other Businesses

1) 09/16/2024 - Chartered Financial Services, LLC - Sales and Service of Insurance, Financial Planning and Investments - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 80hrs/mth - 80hrs/mth During Trading 2) 09/16/2024 - New Providence Financial, LLC - Financial and Insurance Services - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 03/01/2005 - 120hrs/mth - 120hrs/mth During Trading 3) 09/16/2024 - DBA - Chartered Financial Services, LLC - Insurance Financial Services - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 1hrs/mth - 1hrs/mth During Trading 4) 09/16/2024 - Chartered Financial Services LLC DBA Website URL: www.CFS-NJ.com - DBA website - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 08/31/2018 - 1hrs/mth - 1hrs/mth During Trading 5) 09/16/2024 - www.newprovidencefinancial.com - Passive involvement. This is the URL of the prior DBA which directs it to the new DBA URL cfs-nj.com - DBA for LPL Business (entity for LPL business) - Inv Related - At Basking Ridge, NJ - Start Date 12/22/2015 - 0hrs/mth - 1hrs/mth During Trading 6) 10/01/2025-Chartered Financial Services-Member-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/29/2025-160hrs/mth-160hrs/mth during trading 7) 10/06/2025-CFS Keene, LLC-Managing Member-Business Entity For Tax/Investment Purposes Only-Inv related-At Gillette, NJ-Start date 09/29/2025-6hrs/mth-0hrs/mth during trading 8) 01/05/2026-CFS Keene, LLC-Managing Member-Real Estate Rental-Inv Related-At Keene, NH-Start date 11/17/2025-5hrs/mth-5hrs/mth during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1999-03-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-03-29
Other Names
  • Nina Odrich

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Warren, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor