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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-08-12 |
| IL | RA | APPROVED | 2018-08-10 |
Branch Locations
1110 Jorie Blvd Ste 208, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Orland Park | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orland Park | IL | 11/2016 | 08/2018 |
| Wells Fargo Advisors Financial Network, Llc | Oak Brook | IL | 08/2018 | Present |
PVI CAPITAL ADVISORS, INVT RELATED, OAK BROOK, IL, 100% OWNERSHIP, START DATE 9/13/2020, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. PVI CAPITAL ADVISORS 401K; INV. RELATED; OAK BROOK; IL; FINET PRACTICE; TRUSTEE; START DATE: 9/20/2020. PVI CAPITAL ADVISORS 401K FBO SELF; INV. RELATED; OAK BROOK; IL; FINET PRACTICE; TRUSTEE; START DATE: 9/20/2020.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-08-21 |
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