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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2016-07-13 |
| TX | RA | APPROVED_RES | 2011-03-03 |
| WA | RA | APPROVED | 2006-07-11 |
Branch Locations
41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Spokane | WA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Spokane | WA | 11/2016 | Present |
EVERGREEN REPTILES - PROPRIETOR (OWNER), NON INVESTMENT-RELATED, COLBERT, WA, SEASONAL PET PHOTOGRAPHY & THE SALE OF LIVE HARMLESS REPTILES OWNER, 1/2004, 10 HOURS/MONTH, 0 HOURS DURING TRADING HOURS SEASONAL PET PHOTOGRAPHY & THE HUSBANDRY OF HARMLESS REPTILES MOBIUS DISCOVERY CENTER; INVESTMENT RELATED; SPOKANE, WA; FINANCE COMMITTEE MEMBER; START 1/1/2021; 1.5 HOURS PER MONTH; ZERO HOURS DURING TRADING; APPROVE FINANCIAL PLANS AND BUDGETS, CONDUCT FINANCIAL PERFORMANCE REVIEWS, SET INVESTMENT POLICY, AND PRE-APPROVE AUDIT AND NON-AUDIT SERVICES. CO-TRUSTEE OF LOGAN FAMILY TRUST, INVT RELATED, SPOKANE, WA, START DATE 9/3/2024, 2 HRS PER MONTH, 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV RELATED; SPOKANE, WA; START: 11/18/2024; 2 HOURS A MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-16 |
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