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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-27 |
| IL | RA | APPROVED | 2020-10-20 |
Branch Locations
111 South Pfingsten Road Suite 200, Deerfield, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 09/2014 | 10/2020 |
| Bank Of America, N.A. | Northbrook | IL | 10/2014 | 10/2020 |
| Morgan Stanley | Deerfield | IL | 10/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2021 | Present |
*415428 - Privatily owned investment proporty; Investment related - Yes; Arlington heights, Illinois; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 06/1999; During business hours: 0; After business hours: 2;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-23 |
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