Keith Caro Allen

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1998 → 03/2017
  Metropolitan Life Insurance Company
  Pensacola, FL
• 05/1998 → 03/2017
  Metlife Securities Inc.
  Pensacola, FL
• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Pace, FL
• 03/2017 → Present
  Mml Investors Services, Llc
  Pace, FL

Previous Registrations

• 1998-07-30 → 2017-03-25
  Msi Financial Services, Inc.
  Pensacola, FL
  Pensacola, FL

Other Businesses

(1)Name: Buttonwood Financial Services Inv rel: Y Add: 4495 Woodbine Road, Pace, FL 32571 Nature: other Position: other DBA Start date: 10/01/2017 No. HR/MO: 200 No. HR/MO during sec trading: 139.75 Describe duties: operating under DBA (2)Name: Buttonwood Properties of Pace, LLC Inv rel: N Add: At Residential Address Nature: Other: Own Office Property Position: Owner Start date: 04/01/2021 No. HR/MO: 1. No. HR/MO during sec trading: 0. Describe duties: Purchase Office Space/Building

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-24