John Mills-Pierre

Current Employers

Employment History

• 01/2016 → 07/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2016 → 07/2025
  Bank Of America, N.A.
  New York, NY
• 07/2025 → Present
  Ubs Financial Services Inc.
  New York, NY

Previous Registrations

• 2016-01-15 → 2025-07-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  Westfield, NJ
  Westfield, NJ
  Summit, NJ
  Ridgefield, CT
• 2013-06-18 → 2016-01-20
  Morgan Stanley
  New York, NY
• 2012-01-25 → 2013-06-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*89940 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 13 SULLIVAN GENTS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10012 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 2/20/2015 NUMBER OF HOURS DEVOTED: 1 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OWN A COMMERCIAL PROPERTY WITH RESTAURANT/WINE BAR I*89941 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FIDDLER ON THE ROOF LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NETWORK TOUR PRESENTATIONS COLUMBIA, MARYLAND 21045 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 8/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BROADWAY PRODUCTION AND TOUR OF FIDDLER ON THE ROOF MUSICAL, I AM A LIMITED MEMBER OF THE LLC I*105513 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RHI EQUITY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10002 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 11/15/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SHARES IN THE INTEREST OF THE COMMERCIAL PROPERTY, WHICH ALSO OPERATES A RESTAURANT/ART GALLERY/RESIDENCE IN MANHATTAN NY. I*1601264, Name of OBA: Sullivan Thompson Historic Village Association Address: New York, New York Investment Related: No Position, Title, Association: Committee Employee Start Date: 12/01/2023 No Hours: 0 No Hours during trading: Duties: 0 Sullivan Thompson Historic Village Association is a block association of residents and business owners in the SoHo neighborhood in Manhattan where I live and own real estate. We put together an annual light show, halloween parade, and other community and small business related activities. We collect dues and maintain a basic checking account at Bank of America to pay vendors for entertainment and general street maintenance (graffitti removel/ street cleaning/ lights/ and advertising). I have been nominated as an officer of the association and each officer will be named authorized signor of the bank account for succession planning.

Exams

• S66 Uniform Combined State Law Examination
  2012-01-24
• S63 Uniform Securities Agent State Law Examination
  2000-11-09

Other Names

• John Mills-Pierre
• John Millspierce Iii
• John Millspierce
• John Mills-Pierre
• John Mills
• John Mills-Pierre
• John Pierre