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Steven Marshall Perry

D.A. Davidson & Co.

Plano, TX

Denver, CO

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-23
  • TX RA
    APPROVED
    Since 2019-05-23

Branch Locations

5601 Granite Parkway Suite 560, Plano, TX 75024 • United States

1550 Market Street Suite 300, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Nelson & Associates, Llc Dallas TX 01/2009 05/2019
D.A. Davidson & Co. Dallas TX 05/2019 Present
  • 01/2009 → 05/2019
    Wells Nelson & Associates, Llc
    Dallas, TX
  • 05/2019 → Present
    D.A. Davidson & Co.
    Dallas, TX
Previous Registrations
  • 2009-03-27 → 2019-05-22
    Wells Nelson & Associates, L.L.C.
    Dallas, TX
    Dallas, TX
    Tulsa, OK
  • 2007-11-27 → 2010-08-04
    Texas Municipal Finance Group Llc
    Frisco, TX
  • 2004-02-27 → 2007-08-10
    Rbc Capital Markets, Llc
    Plano, TX
    Dallas, TX
  • 1998-09-04 → 2004-02-27
    William R. Hough & Co.
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-24
S63 Uniform Securities Agent State Law Examination 1998-09-11
  • S66 Uniform Combined State Law Examination
    2002-01-24
  • S63 Uniform Securities Agent State Law Examination
    1998-09-11
Other Names
  • Steve Marshall Perry

View on SEC IAPD

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