Liam Beffa Guiney

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Lpl Financial Llc
  Akron, OH
• 05/2016 → Present
  Stratos Wealth Partners, Ltd
  Akron, OH

Previous Registrations

• 2003-07-01 → 2016-05-27
  Wells Fargo Clearing Services, Llc
  Akron, OH
  Akron, OH
  Akron, OH
  Akron, OH
• 1999-09-12 → 2003-07-01
  Prudential Equity Group, Llc
  Akron, OH

Other Businesses

1. 5/26/2016 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 5/26/2016 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 6/6/2016 - Stratos Wealth Partners, Ltd. - DBA: (Hybrid) Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 4/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, Ltd., an independent investment advisor firm. I started this business activity in 4/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-07
• S63 Uniform Securities Agent State Law Examination
  1998-07-31

Designations

• Certified Financial Planner