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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2007-08-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Planning Associates, Inc. | Bedford | NH | 11/2003 | 01/2018 |
| Lpl Financial Llc | Bedford | NH | 07/2007 | Present |
1. 07/25/2007 - STARK STREET FINANCIAL LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 2. 07/25/2007 - NON-VARIABLE INSURANCE - INV REL - LIFE, LTC, HEALTH, GROUP BENEFITS 3. 07/25/2007 - HESSION & PARE - INV REL - CPA AFFILIATE PROGRAM - 90% TIME SPENT - CPA FIRM 4. 09/17/2007 - NON-VARIABLE INSURANCE - INV REL - 5% TIME SPENT - LIFE & HEALTH, LTC, GROUP BENEFITS 5. 09/17/2007 - STARK STREET FINANCIAL, LLC - INV REL - AT REPORTED LOCATION - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) 6. 09/17/2007 - HESSION & PARE, PC - INV REL - CPA AFFILIATE PROGRAM - 90% TIME SPENT - SHAREHOLDER IN CPA FIRM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-24 |
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