Matthew Edward Thornton

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1997 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 08/2014 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I*1090278 For profit or not for profit: Entity For Profit Name of outside business organization: (name and address) living trust Investment related: N Address of business: Plainview, New York, 11803 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 11/30/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Trustee of rental property for parents I*1090279 For profit or not for profit: Entity For Profit Name of outside business organization: )Address and name )Living Trust Investment related: N Address of business: Oyster Bay, New York, 11771 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 9/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: Trustee of rental property for parents I*2109289, Entity Type: Fiduciary, Name of OBA: M T MS C T TTEES U/ADTD 08/30/2006 , Address: PLAINVIEW, New York, 11803, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 26-Nov-2024, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-09-25
• S63 Uniform Securities Agent State Law Examination
  2000-03-02

Other Names

• Matthew E Thornton