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Kimberly Leanne Bailey

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Johnson City, TN

CRD 3073423

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-04-14
TX RA APPROVED_RES 2001-07-20
  • TN RA
    APPROVED
    Since 2004-04-14
  • TX RA
    APPROVED_RES
    Since 2001-07-20

Branch Locations

206 Princeton Rd, Johnson City, TN 37601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Johnson City TN 08/1999 Present
Bank Of America, N.A. Johnson City TN 07/2011 Present
  • 08/1999 → Present
    Merrill Lynch
    Johnson City, TN
  • 07/2011 → Present
    Bank Of America, N.A.
    Johnson City, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-08-29
  • S66 Uniform Combined State Law Examination
    1998-08-29
Other Names
  • Kimberly L Campbell
  • Kimberly L. Bailey
  • Kimberly Leanne Campbell

View on SEC IAPD

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Nearby Investors

THOMAS E DOTSON
ROBERT KEITH HOBBS
SONYA KAYE HENSLEY

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · JOHNSON CITY, TN
LPL FINANCIAL LLC · JOHNSON CITY, TN
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Johnson City, TN

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